Amy G. Timas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Gwen Timas, CFP® was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1983. Amy had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2011 - November 1, 2016
SPC
August 2, 2011 - November 1, 2016
PARKLAND SECURITIES, LLC
January 3, 2007 - August 16, 2011
GROVE POINT INVESTMENTS, LLC
April 19, 2001 - August 16, 2011
GROVE POINT INVESTMENTS, LLC
April 2, 1992 - April 20, 2001
IFG NETWORK SECURITIES, INC.
December 1, 1988 - June 15, 1992
DERAND/PENNINGTON/BASS, INC.
June 10, 1983 - December 7, 1988
E. A. BUCK CO., INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
