John J. Temple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Temple was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 28, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2014 - December 31, 2014
CABIN SECURITIES, INC.
November 30, 2012 - August 6, 2013
SANDLAPPER SECURITIES, LLC
May 16, 2011 - October 12, 2011
CABIN SECURITIES, INC.
September 18, 2009 - August 6, 2010
RESOURCIVE CAPITAL, LLC
September 12, 2001 - May 5, 2009
OMNI BROKERAGE, INC.
October 11, 2000 - August 6, 2001
PACIFIC WEST SECURITIES, INC.
February 20, 1991 - August 16, 2000
TEMPLE SECURITIES, INC.
May 2, 1990 - October 12, 1990
AEROSTAR SECURITIES CORPORATION
August 25, 1983 - April 17, 1990
A. G. EDWARDS & SONS, INC.
June 6, 1983 - August 26, 1983
INTERPACIFIC INVESTORS SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 1/3/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 8/9/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CABIN SECURITIES, INC.
CRD#: 137608 / SEC#: , 8-67097
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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