Memory U. Pritchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Memory Ursula Pritchard was a registered financial professional .
Memory is a previously registered financial professional and started their career in finance in 1984. Memory had worked at 8 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2000 - January 21, 2003
CALIFORNIA FINANCIAL NETWORK, INC.
March 14, 2000 - August 17, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 14, 1998 - December 31, 1999
LEGACY FINANCIAL SERVICES, INC.
April 28, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 28, 1995 - January 13, 1999
SIGNATOR INVESTORS, INC.
February 6, 1986 - March 13, 1995
METROPOLITAN LIFE INSURANCE COMPANY
February 6, 1986 - March 13, 1995
MSI FINANCIAL SERVICES, INC.
March 16, 1984 - December 12, 1985
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALIFORNIA FINANCIAL NETWORK, INC.
CRD#: 103702 / SEC#: , 8-52196
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARKATE, ANTHONY HAROLD | PRESIDENT/GEN. SEC./PRINCIPAL/FINOP | 1255255 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
