Stephen J. Gluckman
Professional summary
Stephen Jay Gluckman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Stephen had worked at 5 firms, which includes NEXCORE CAPITAL INC., UNITED INTERNATIONAL SECURITIES INC., REMINGTON SECURITIES INC., FIRST STRATA CORPORATION, PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1995 - May 12, 1995
NEXCORE CAPITAL, INC.
April 22, 1991 - September 16, 1994
UNITED INTERNATIONAL SECURITIES, INC.
January 5, 1987 - December 31, 1990
REMINGTON SECURITIES, INC.
July 19, 1985 - February 28, 1986
FIRST STRATA CORPORATION
July 7, 1983 - November 30, 1984
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEXCORE CAPITAL, INC.
CRD#: 31893 / SEC#: , 8-45570
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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