Elizabeth A. Kriegshauser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Allen Kriegshauser, who also goes by Liz Kriegshauser, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1983. Elizabeth had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2012 - June 22, 2015
CONCORDE INVESTMENT SERVICES, LLC
February 23, 2010 - February 15, 2012
PACIFIC WEST SECURITIES, INC.
April 30, 2007 - February 4, 2008
INVEST FINANCIAL CORPORATION
September 21, 2005 - April 30, 2007
PFIC SECURITIES CORPORATION
February 19, 2004 - September 21, 2005
FISERV INVESTOR SERVICES, INC.
January 28, 1998 - September 26, 2003
PINES FINANCIAL GROUP, INC.
February 13, 1997 - September 30, 2003
OSAIC WEALTH, INC.
July 19, 1989 - December 31, 1996
CUTTER & COMPANY, INC.
May 17, 1989 - July 19, 1989
AMERICAN CAPITAL EQUITIES, INC.
March 27, 1989 - May 30, 1989
MOMENTUM INDEPENDENT NETWORK INC.
April 11, 1986 - February 22, 1989
MAGNA INVESTMENTS
September 11, 1985 - March 21, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 1985 - September 25, 1985
SENTRA SECURITIES CORPORATION
July 21, 1983 - December 13, 1984
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
