Robert A. Quiel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Arnold Quiel, who also goes by Robert A Quiel, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 9 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 1996 - April 17, 1997
HUNTER WORLD MARKETS, INC.
January 31, 1991 - October 28, 1994
MONACO SECURITIES, INC.
July 5, 1989 - October 18, 1990
BILTMORE EQUITIES & SECURITIES, LTD.
April 11, 1989 - August 29, 1989
CENTURY FINANCIAL SECURITIES, INC.
October 10, 1988 - January 23, 1989
PRINCETON AMERICAN EQUITIES CORPORATION
June 15, 1988 - September 8, 1988
HAMILTON, WILLIAMS & CO., INC.
September 24, 1985 - October 1, 1987
NATIONAL SECURITIES CORPORATION
April 4, 1984 - September 19, 1985
NIELSON AND CLARK INC.
August 10, 1982 - March 14, 1984
DILLON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTER WORLD MARKETS, INC.
CRD#: 38755 / SEC#: , 8-48387
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
