Ronald L. Koenigsberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald L Koenigsberg was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 16 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 1996 - October 25, 1999
TRIDENT PARTNERS LTD.
January 2, 1996 - April 14, 1997
JARON EQUITIES CORP.
November 22, 1995 - December 14, 1995
ROAN CAPITAL PARTNERS L.P.
September 14, 1995 - November 15, 1995
SHAMUS GROUP, INC.
August 2, 1995 - December 12, 1995
BISHOP, ALLEN, INC.
April 27, 1995 - July 10, 1995
NICHOLS, SAFINA, LERNER & CO. INC.
November 10, 1994 - March 8, 1995
RICKEL & ASSOCIATES, INC.
September 28, 1994 - October 11, 1994
JOSEPHTHAL & CO., INC.
March 22, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
October 25, 1993 - March 28, 1994
D. H. BLAIR & CO., INC.
February 8, 1993 - November 22, 1993
BILTMORE SECURITIES, INC.
August 21, 1992 - February 12, 1993
REICH & CO., INC.
May 29, 1992 - September 10, 1992
A. R. BARON & CO., INC.
September 24, 1991 - June 2, 1992
GRUNTAL & CO., L.L.C.
July 8, 1991 - October 7, 1991
LEHMAN BROTHERS INC.
April 25, 1991 - June 24, 1991
STRATTON OAKMONT INC.
July 20, 1983 - April 23, 1991
JARON EQUITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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