Scott C. Hanna

WESTPOINT WEALTH MANAGEMENT

WILLOUGHBY HILLS, OH

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CRD#: 1139312

Professional summary

Scott Chapman Hanna, who also goes by S Chapman Hanna, Scott Chapman Hanna Lutcf, is a registered financial advisor currently at WESTPOINT WEALTH MANAGEMENT, LLC located in Willoughby Hills, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scott has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

S Chapman Hanna | Scott Chapman Hanna Lutcf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: WESTPOINT WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2014 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: INSURANCE AGENT 3. NAME OF OTHER BUSINESS: THE WILLOUGHBY AGENCY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROPERTY & CASUALTY BUSINESS, OWNS BUILDING START DATE: 05/2003 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Chapman Hanna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2021 - Present

WESTPOINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 310883

WILLOUGHBY HILLS, OH

Past

August 22, 2017 - February 24, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

WILLOUGHBY, OH

Past

April 13, 2017 - February 24, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WILLOUGHBY, OH

Past

June 25, 2014 - January 12, 2016

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Willoughby, OH

Past

June 2, 2014 - April 19, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Willoughby, OH

Past

February 18, 2010 - April 5, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WILLOUGHBY, OH

Past

May 8, 2006 - June 9, 2014

NEW ENGLAND SECURITIES

CRD#: 615

WILLOUGHBY, OH

Past

April 15, 1986 - May 30, 2006

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/27/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/6/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/14/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WESTPOINT WEALTH MANAGEMENT, LLC

NOE FINANCIAL SERVICES, INC. | WESTPOINT WEALTH MANAGEMENT, LLC | TRIPHASE: PLANNING, INVESTMENTS & INSURANCE

CRD#: 310883 / SEC#:

Florida

Registered Investment Advisory firm - (7/14/2022 Approved)

Ohio

Registered Investment Advisory firm - (10/14/2020 Approved)

South Carolina

Registered Investment Advisory firm - (4/10/2024 Approved)

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Contact information

Main Address

66 Front St, Berea, OH 44017

Mailing Address

Phone number

(866) 640-7908

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	948
AUM (Assets Under Management)	$ 89,322,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott C. Hanna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Chapman Hanna's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/27/2003

Series 6TO

Date: 12/6/2023

SIE

Date: 10/1/2018

Series 6

Date: 4/14/1986

Current Firm

WESTPOINT WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTPOINT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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