Raymond W. Brandon
Professional summary
Raymond Wilson Brandon, CFA, CFP®, who also goes by Raymond Brandon, is a registered financial advisor currently at BRANDON FINANCIAL PLANNING, INC. located in Memphis, Tennessee and SILVER OAK SECURITIES, INCORPORATED located in Memphis, Tennessee.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Raymond has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Wilson Brandon's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1984
Experience
April 11, 2002 - Present
BRANDON FINANCIAL PLANNING, INC.
Office #1: 5101 Wheelis Rd #112, Memphis, TN 38177October 18, 2023 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 5101 Wheelis Dr Suite 112, Memphis, TN 38137December 10, 1985 - January 22, 2024
BRANDON INVESTMENTS, INC.
June 14, 1983 - September 30, 1985
THE COLUMBIAN SECURITIES CORPORATION
Primary Firm SEC Registration
BRANDON FINANCIAL PLANNING, INC.
CRD#: 110267 / SEC#: 801-17960
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2026)
(4/9/2024)
(4/9/2024)
(4/9/2024)
(4/9/2024)
(4/9/2024)
(4/9/2024)
(4/9/2024)
(6/21/2024)
(8/25/2006)
(10/18/2023)
(4/11/2002)
(4/9/2024)
(5/28/2024)
(4/9/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BRANDON FINANCIAL PLANNING, INC.
CRD#: 110267 / SEC#: 801-17960
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 771 |
| AUM (Assets Under Management) | $ 362,822,144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/17/2025 | ||
| 01/24/2024 | ||
| 10/25/2022 | ||
| 03/24/2022 |
Red Flags
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Company Information
BRANDON FINANCIAL PLANNING, INC.
CRD#: 110267Memphis, TN 38177TRUST BUT VERIFY
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