John B. Aldred
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Brent Aldred was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 1991 - April 10, 1992
PRIVATE INVESTORS CARTEL, LTD.
August 11, 1986 - January 14, 1991
RICHFIELD SECURITIES, INC.
October 3, 1985 - June 19, 1986
BREUER CAPITAL CORPORATION
August 2, 1985 - October 3, 1985
WILSON-DAVIS & CO., INC.
June 27, 1985 - August 5, 1985
NIELSON AND CLARK INC.
June 16, 1985 - September 4, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
June 7, 1983 - May 7, 1984
COLONIAL EQUITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIVATE INVESTORS CARTEL, LTD.
CRD#: 17690 / SEC#: , 8-35746
Contact information
Documents
Red Flags
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