Allen M. Mcdowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Michael Mcdowell, who also goes by Allen Mcdowell, Mickey Mcdowell, was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1984. Allen had worked at 16 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2004 - July 25, 2012
INTERNATIONAL CORRESPONDENT TRADING, INC.
September 7, 1995 - October 10, 2002
KNIGHT CAPITAL AMERICAS, L.P.
April 18, 1995 - May 2, 1995
KNIGHT CAPITAL MARKETS LLC
July 21, 1992 - April 18, 1995
TRIMARK SECURITIES, INC.
May 20, 1991 - November 5, 1991
AMERIPRISE ADVISOR SERVICES, INC.
August 29, 1990 - January 28, 1991
LEHMAN BROTHERS INC.
July 25, 1989 - August 24, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 25, 1989 - August 24, 1989
EQUITABLE ADVISORS, LLC
May 13, 1988 - July 10, 1989
WILLIAM ALLEN & COMPANY INCORPORATED
October 12, 1987 - February 10, 1988
ICAPITAL MARKETS LLC
September 13, 1986 - February 25, 1987
CHARLES SCHWAB & CO., INC.
June 4, 1986 - August 29, 1986
WEDBUSH SECURITIES INC.
January 2, 1986 - March 25, 1986
DENTON & COMPANY, INCORPORATED
May 3, 1985 - January 15, 1986
MONVEST SECURITIES, INC.
March 8, 1985 - June 4, 1985
TRAUBNER BACH CO., INC.
March 22, 1984 - December 5, 1984
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
INTERNATIONAL CORRESPONDENT TRADING, INC.
CRD#: 37401 / SEC#: , 8-47724
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
