Diane M. Given
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Marie Given, who also goes by Diane Hamelin Given, Diane Marie Hamelin, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 1983. Diane had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 1986 - July 15, 1987
MAY SECURITIES CORPORATION
June 22, 1983 - July 13, 1987
HALL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MAY SECURITIES CORPORATION
CRD#: 6086 / SEC#: , 8-16868
Contact information
Documents
Red Flags
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