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CB

Carl C. Bardenheier

CONSOLIDATED FINANCIAL INVESTMENTS
Clayton, MO 63105-3702
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CRD#: 1138381
CB

Professional summary


Carl Christopher Bardenheier JR, who also goes by (jr) Carl Christopher Bardenheier, is a registered financial professional currently at CONSOLIDATED FINANCIAL INVESTMENTS, INC. located in Clayton, Missouri.

Carl is registered as a RR (Registered Representative) and started their career in finance in 1982. Carl has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


(jr) Carl Christopher Bardenheier

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Carl Christopher Bardenheier JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 3, 1991 - Present

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

Office #1: 222 North Meramec Avenue, Clayton, MO 63105-3702
BD
CRD#: 18810
Clayton, MO
Past

February 25, 1982 - August 14, 1989

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/24/1991)
RR
Missouri
(6/5/1991)

Exams


State Security Law Exam
RR
Series 63
Date: 6/30/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CF
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
CONSOLIDATED FINANCIAL INVESTMENTS, INC. | USA MORTGAGE SECURITIES, INC.

CRD#: 18810 / SEC#: , 8-37004

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
222 North Meramec Avenue, Clayton, MO 63105-3702
Mailing Address
222 North Meramec Avenue, Clayton, MO 63105-3702
Phone number
(314) 727-1177
Established
Missouri since 10/12/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STIFFELMAN, ALAN LOUISCHIEF COMPLIANCE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD1351661
MCCORMICK, JOSEPH ASHAREHOLDER
EVENS, RONALD GENESHAREHOLDER
BARDENHEIER, CARL CHRISTOPHER JRVICE PRESIDENT AND SECRETARY1138381

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CONSOLIDATED FINANCIAL INVESTMENTS, INC.

CRD#: 18810Clayton, MO 63105-3702

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