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William None Darmstaedter Ii

CRD# 1138293·Registered 1983 - 2001
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William None Darmstaedter II, who also goes by William II Darmstaedter, William Darmstardter Ii, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1983 - 2001. William had worked at 4 firms and has passed the Series 63, Series 7, Series 52, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Ii Darmstaedter, William Darmstardter Ii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

BMO CAPITAL MARKETS GKST INC.·CRD# 8352
BD
Minneapolis, MN
February 16, 2000 - October 31, 2001
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
June 27, 1997 - January 7, 2000
BOATMEN'S INVESTMENT SERVICES, INC.·CRD# 17533
BD
St. Louis, MO
October 10, 1990 - June 30, 1997
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
August 24, 1983 - March 30, 1989

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Current Firm

BC
BMO CAPITAL MARKETS GKST INC.

BMO CAPITAL MARKETS GKST INC. | GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC.

CRD#: 8352 / SEC#: 8-25091
BD
Terminated by SEC on 01/03/2016

Contact Information

Established

Delaware since 07/16/1980

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PIPER JAFFRAY & CO.100% SHAREHOLDER665
CARTER, TIMOTHY LEEDIRECTOR AND TREASURER2676342
MCCAGUE, ANNCHARLOTTEDIRECTOR AND CHIEF COMPLIANCE OFFICER—

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1989About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Aug 1983About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Jan 1998About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1994About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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