Ivan F. Castaner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ivan Francisco Castaner, who also goes by IVan Castaner Cuyar, was a registered financial professional .
Ivan is a previously registered financial professional and started their career in finance in 1983. Ivan had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 10, Series 9, Series 53, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2017 - August 19, 2022
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
March 26, 2012 - November 15, 2017
SANTANDER SECURITIES LLC
March 26, 2012 - November 15, 2017
SANTANDER SECURITIES LLC
June 8, 2011 - April 4, 2012
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
March 23, 2010 - May 24, 2011
SANTANDER SECURITIES LLC
January 1, 1997 - May 24, 2011
SANTANDER SECURITIES LLC
June 25, 1991 - December 12, 1996
MORGAN STANLEY DW INC.
June 4, 1990 - July 16, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 1986 - August 11, 1989
MORGAN STANLEY DW INC.
December 12, 1984 - October 10, 1986
E. F. HUTTON & COMPANY INC
May 25, 1983 - November 9, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/10/2005
Limited Representative-Equity Trader ExamSeries 8
Date: 5/20/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
CRD#: 17053 / SEC#: , 8-33185
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO PUERTO RICAN HOLDINGS, LLC | MEMBER | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT & CHIEF OPERATING OFFICER | 4498023 |
| VALLADARES-TORRES, MOISES | EXECUTIVE REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 5011784 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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