George M. Kapusta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Michael Kapusta, CFP®, who also goes by George Michale Kapusta, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
August 29, 2000 - May 10, 2022
KAPUSTA FINANCIAL GROUP
November 25, 1997 - October 30, 2014
DAUTRICH, SEILER FINANCIAL SERVICES, INC.
February 28, 1989 - November 26, 1997
COMMONWEALTH FINANCIAL NETWORK
January 1, 1984 - February 9, 1989
CONSOLIDATED INVESTMENT SERVICES, INC.
August 8, 1983 - November 4, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
Primary Firm SEC Registration
KAPUSTA FINANCIAL GROUP
CRD#: 123349 / SEC#: 801-113806
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAPUSTA FINANCIAL GROUP
CRD#: 123349 / SEC#: 801-113806
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 989 |
| AUM (Assets Under Management) | $ 168,612,610 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
