Paul R. Glassberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Robert Glassberg was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2015 - October 1, 2018
SECUREVEST FINANCIAL GROUP
January 30, 2009 - May 15, 2015
R. SEELAUS & CO., LLC
March 9, 2002 - November 5, 2008
RBC CAPITAL MARKETS, LLC
August 15, 1996 - March 9, 2002
TUCKER ANTHONY INCORPORATED
August 30, 1994 - August 12, 1996
W.A. CAPITAL MARKETS
July 24, 1986 - March 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 1985 - June 12, 1986
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
December 5, 1983 - January 24, 1985
LEHMAN BROTHERS INC.
October 28, 1983 - December 13, 1983
STATEN SECURITIES CORPORATION
June 6, 1983 - November 19, 1983
MARSAN SECURITIES CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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