Dana A. Teculver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Alan Teculver was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 1983. Dana had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 8 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2005 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
May 22, 2000 - July 12, 2017
STRATEGIC ADVISERS LLC
December 10, 1991 - July 12, 2017
FIDELITY BROKERAGE SERVICES LLC
May 25, 1983 - November 18, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/6/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
