E J. Fromelt
Professional summary
E John Fromelt is a registered financial advisor currently at LAUER CAPITAL MANAGEMENT LTD located in Sioux Falls, South Dakota.
E is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. E has worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view E John Fromelt's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2009 - Present
LAUER CAPITAL MANAGEMENT LTD
Office #1: 1720 S. Spring Avenue, Sioux Falls, SD 57105June 1, 1996 - November 6, 2001
WALNUT STREET SECURITIES, INC.
January 10, 1990 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
October 7, 1987 - October 17, 1989
PIPER SANDLER & CO.
July 13, 1983 - October 1, 1987
FLAGSHIP FUNDS INC.
Primary Firm SEC Registration
LAUER CAPITAL MANAGEMENT LTD
CRD#: 109660 / SEC#: 801-48112
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2009)
Exams
Current Firm
LAUER CAPITAL MANAGEMENT LTD
CRD#: 109660 / SEC#: 801-48112
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 329,628,857 |
Red Flags
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