Kurt W. Bernlohr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt William Bernlohr was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1988. Kurt had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - December 8, 2014
COREBRIDGE CAPITAL SERVICES, INC.
November 3, 2010 - June 28, 2013
AMERICAN GENERAL DISTRIBUTORS, INC.
August 28, 2007 - December 10, 2014
VALIC FINANCIAL ADVISORS, INC.
January 24, 2007 - December 10, 2014
VALIC FINANCIAL ADVISORS, INC.
September 15, 1998 - July 11, 2000
NATIONWIDE SECURITIES, LLC
July 3, 1997 - May 7, 1998
INVESTORS BROKERAGE SERVICES, INC.
January 24, 1996 - February 26, 1997
SLD AMERICA EQUITIES, INC.
January 15, 1988 - April 4, 1994
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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