Jeffrey C. Town
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Clinton Town, who also goes by Jeffrey Town, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 9 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 22, Series 3, Series 30 and Series 39 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2023 - July 6, 2026
FORESIDE FUND SERVICES, LLC
April 1, 2019 - December 31, 2021
FIRST DOMINION CAPITAL CORP.
February 2, 2015 - April 27, 2019
RULE ONE PARTNERS, LLC
February 25, 2013 - February 28, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 23, 1999 - July 31, 2001
U.S. SECURITIES & FUTURES CORP.
April 18, 1986 - March 13, 1990
COINBASE CAPITAL MARKETS CORP
February 22, 1986 - April 30, 1987
SHELL EQUITIES CORPORATION
January 27, 1986 - March 21, 1986
PROPERTY COMPANY OF AMERICA SECURITIES CORP.
January 4, 1984 - January 31, 1986
C.K. COOPER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/1/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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