Ronald W. Leblanc

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CRD#: 1137425

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Weston Leblanc was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISOR IS A TRUSTEE OF THE LEBLANC REVOCABLE LIVING TRUST. ** ADVISOR OWNS 100% OF THE STOCK OF LEBLANC WEALTH ADVISORS, INC. THIS COMPANY IS NOT INVESTMENT RELATED AND SERVES ONLY AS AN OPERATING COMPANY (ACCOUNTING FOR INCOME AND EXPENSES) FOR ADVISOR'S FINANCIAL PLANNING PRACTICE. ** ADVISOR HAS SERVED AS A SUCCESSOR TRUSTEE FOR AN INDIVIDUAL'S LIVING TRUST SINCE MARCH 2008. THE INDIVIDUAL RESIDES IN SALEM, OR. THIS IS NOT INVESTMENT RELATED. ADVISOR SPENDS 3 HOURS PER MONTH. **OREGON STATE AGRICULTURE RESEARCH FOUNDATION - NOT INVESTMENT RELATED - 100 STRAND AGRICULTURE HALL, OREGON STATE UNIVERSITY, CORVALLIS, OR 97331 - BOARD OF DIRECTORS MEMBER - 1 HR/MO, 1 HR/MO DURING TRADING - 2012 - ACCOUNT OVERSIGHT, NO TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 7, 2014 - August 7, 2024

THE LEGACY GROUP, LTD.

RIA

CRD#: 120972

SALEM, OR

Past

June 19, 2013 - July 31, 2014

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

VANCOUVER, WA

Past

June 28, 2002 - April 10, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 27, 1998 - December 31, 2013

THE LEGACY GROUP, LTD.

RIA

CRD#: 120972

SALEM, OR

Past

January 5, 1998 - June 28, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 21, 1986 - June 1, 1988

COOPERATIVE FINANCIAL PLANNERS, LTD.

CRD#: 16891

Past

July 22, 1985 - October 28, 1985

FREEMAN FINANCIAL SERVICES CORPORATION

CRD#: 6722

Past

July 12, 1983 - December 31, 1997

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 24, 1983 - August 22, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/1984

General Securities Principal Examination

Current Firm

THE LEGACY GROUP, LTD.

CRD#: 120972 / SEC#: 801-61268

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Contact information

Main Address

1193 Liberty St., Se Suite 100, Salem, OR 97302

Mailing Address

Po Box 790, Salem, OR 97308

Phone number

(503) 581-6020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 54,974,404

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald W. Leblanc

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

THE LEGACY GROUP, LTD.

LPL FINANCIAL LLC

COOPERATIVE FINANCIAL PLANNERS, LTD.

FREEMAN FINANCIAL SERVICES CORPORATION

CETERA WEALTH SERVICES, LLC

SOUTHMARK FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/1994

Series 63

Date: 5/29/1984

Series 7

Date: 6/18/1983

Series 24

Date: 6/22/1984

Current Firm

THE LEGACY GROUP, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE LEGACY GROUP, LTD.

TRUST BUT VERIFY

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