Jack D. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Douglas Jones, who also goes by J Douglas Jones, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1983. Jack had worked at 6 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 3, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2021 - April 20, 2023
TRINITY CREEK ADVISORS LLC
September 7, 2011 - December 31, 2022
WEST FORK CAPITAL MANAGEMENT, LLC
June 30, 1995 - June 6, 2011
LPL FINANCIAL LLC
June 30, 1995 - June 6, 2011
LPL FINANCIAL LLC
October 24, 1988 - July 5, 1995
A. G. EDWARDS & SONS, INC.
April 18, 1984 - December 13, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
June 29, 1983 - March 7, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/25/1984
Interest Rate Options ExaminationCurrent Firm
TRINITY CREEK ADVISORS LLC
CRD#: 312198 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 1,400,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
