David G. Hume

REVERE SECURITIES LLC

BOSTON, MA 02109

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CRD#: 1137301

Professional summary

David Garber Hume is a registered financial professional currently at REVERE SECURITIES LLC located in Boston, Massachusetts.

David is registered as a RR (Registered Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Garber Hume's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2019 - Present

REVERE SECURITIES LLC

Office #1: 160 State Street 7th Floor, Boston, MA 02109

CRD#: 14178

BOSTON, MA

Past

December 9, 2013 - January 25, 2019

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BOSTON, MA

Past

December 6, 2013 - January 25, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

BOSTON, MA

Past

May 8, 2009 - November 15, 2013

EDWARD JONES

RIA

CRD#: 250

BROOKLINE, MA

Past

April 15, 2009 - November 15, 2013

EDWARD JONES

CRD#: 250

BROOKLINE, MA

Past

April 20, 1995 - December 18, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

April 3, 1991 - April 21, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 5, 1986 - April 16, 1991

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

June 22, 1983 - August 14, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/25/2019)

California
(1/25/2019)

Connecticut
(1/25/2019)

Florida
(1/25/2019)

Hawaii
(2/14/2019)

Massachusetts
(1/18/2019)

Missouri
(1/25/2019)

New Hampshire
(7/19/2024)

New Mexico
(1/25/2019)

New York
(1/25/2019)

Ohio
(1/25/2019)

Pennsylvania
(1/25/2019)

Rhode Island
(1/25/2019)

South Carolina
(1/25/2019)

Texas
(2/7/2019)

Virginia
(1/25/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REVERE SECURITIES LLC

CRD#: 14178 / SEC#: , 8-30511

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Mailing Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Phone number

(212) 688-2350

Established

Delaware since 12/31/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
REVERE INVESTMENT HOLDINGS LLC	SHAREHOLDER
BODKIN, GREGORY PATRICK	CHIEF COMPLIANCE OFFICER	3008389
FULLMAN, SCOTT HOWARD	PRESIDENT / CHIEF OPERATIONS OFFICER	1516584
MORENO, WILLIAM FRANCIS	CEO / EXECUTIVE CHAIRMAN	2801621
ZULUAGA, OSEAS	CFO / FINOP	4186791

Disclosures

Regulatory Event	14
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David G. Hume

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Garber Hume's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

EDWARD JONES

EDWARD JONES

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS INC.

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2009

Series 63

Date: 7/6/1983

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1983

FINRA

Current Firm

REVERE SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REVERE SECURITIES LLC

TRUST BUT VERIFY

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