Stephen P. Gilliland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Perry Gilliland was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1983. Stephen had worked at 1 firm and has passed the Series 63, Series 3, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 1983 - November 29, 1985
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 5/10/1984
Foreign Currency Options ExaminationCurrent Firm
THOMSON MCKINNON SECURITIES INC.
CRD#: 829 / SEC#: , 8-14450
Contact information
Documents
Red Flags
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