Alexander A. Zalevsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Anatol Zalevsky, who also goes by Alexander Anatoe Zalevsky, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1983. Alexander had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2015 - May 14, 2019
MORGAN STANLEY
March 6, 2015 - May 14, 2019
MORGAN STANLEY
November 7, 2007 - March 17, 2015
OPPENHEIMER & CO. INC.
April 15, 2003 - November 12, 2007
OPPENHEIMER ASSET MANAGEMENT
January 3, 2003 - April 15, 2003
OPPENHEIMER & CO. INC.
January 3, 2003 - March 17, 2015
OPPENHEIMER & CO. INC.
September 12, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.
September 12, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.
March 27, 1998 - September 12, 2002
PRUDENTIAL EQUITY GROUP, LLC
September 4, 1997 - September 12, 2002
PRUDENTIAL EQUITY GROUP, LLC
August 13, 1993 - September 17, 1997
UBS FINANCIAL SERVICES INC.
May 29, 1991 - August 18, 1993
CITIGROUP GLOBAL MARKETS INC.
December 15, 1989 - June 26, 1991
CIBC WORLD MARKETS CORP.
May 4, 1987 - January 9, 1990
SUTRO & CO. INCORPORATED
January 21, 1985 - May 15, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
June 22, 1983 - January 18, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
