Samuel C. Molinari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Charles Molinari, who also goes by Sam Charles Molinari, Samuel Charles Molinari Mr., was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1983. Samuel had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2016 - November 3, 2017
JANNEY MONTGOMERY SCOTT LLC
July 16, 2015 - November 3, 2017
JANNEY MONTGOMERY SCOTT LLC
June 10, 2014 - March 31, 2015
R.M. DUNCAN SECURITIES, INC.
February 22, 2011 - September 4, 2012
IAA FINANCIAL LLC
August 10, 2010 - February 28, 2011
WILMINGTON CAPITAL SECURITIES, LLC
November 7, 2007 - August 4, 2010
BONDS.COM LLC
March 8, 2007 - June 8, 2007
TOUSSAINT CAPITAL PARTNERS, LLC
April 21, 2006 - October 30, 2006
ADVISORS ASSET MANAGEMENT, INC.
November 15, 2001 - March 20, 2006
SEIDEL & CO., LLC
May 19, 1998 - March 28, 2000
KIRLIN SECURITIES INC.
November 4, 1997 - May 20, 1998
JBH FINANCIAL INC.
December 7, 1994 - January 23, 1996
MESIROW FINANCIAL, INC.
March 3, 1994 - December 12, 1994
JOSEPHTHAL & CO., INC.
June 25, 1991 - March 9, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
October 23, 1990 - June 26, 1991
KMU SECURITIES CORPORATION
October 12, 1989 - January 6, 1990
HYM FINANCIAL, INC.
February 11, 1986 - September 7, 1989
INVEST FINANCIAL CORPORATION
June 14, 1984 - February 21, 1985
LEHMAN BROTHERS INC.
June 3, 1983 - March 14, 1984
FIRST INTERREGIONAL EQUITY CORP.
Primary Firm SEC Registration
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
