Jamie L. Solow
Professional summary
Jamie Leigh Solow was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jamie is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Jamie had worked at 18 firms, which includes SAMCO FINANCIAL SERVICES INC., QA3 FINANCIAL CORP., ARCHER ALEXANDER SECURITIES CORPORATION, GUNNALLEN FINANCIAL INC, VANGUARD CAPITAL, ARGO SECURITIES CORP., JOSEPH CHARLES & ASSOC. INC., GMS GROUP, WILLIAM R. HOUGH & CO., UBS FINANCIAL SERVICES INC., KIDDER PEABODY & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., CIBC WORLD MARKETS CORP., A. G. EDWARDS & SONS INC., MOORE & SCHLEY CAMERON & CO., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, RLR SECURITIES GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2004 - July 14, 2006
SAMCO FINANCIAL SERVICES, INC.
December 19, 2003 - June 3, 2004
QA3 FINANCIAL CORP.
August 12, 2002 - December 9, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
August 6, 2002 - August 6, 2002
GUNNALLEN FINANCIAL, INC
August 1, 2002 - August 12, 2002
VANGUARD CAPITAL
April 29, 2002 - August 2, 2002
GUNNALLEN FINANCIAL, INC
May 19, 2000 - May 1, 2002
ARCHER ALEXANDER SECURITIES CORPORATION
March 8, 2000 - May 31, 2000
ARGO SECURITIES CORP.
May 13, 1999 - March 20, 2000
JOSEPH CHARLES & ASSOC., INC.
November 18, 1996 - April 23, 1999
GMS GROUP
September 21, 1995 - October 14, 1996
WILLIAM R. HOUGH & CO.
January 28, 1995 - September 13, 1995
UBS FINANCIAL SERVICES INC.
July 30, 1994 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
February 9, 1993 - August 12, 1994
CITIGROUP GLOBAL MARKETS INC.
October 16, 1990 - February 24, 1993
CIBC WORLD MARKETS CORP.
July 25, 1990 - September 10, 1990
A. G. EDWARDS & SONS, INC.
October 21, 1988 - December 31, 1988
MOORE & SCHLEY, CAMERON & CO.
October 21, 1988 - August 8, 1990
GMS GROUP
June 21, 1985 - August 11, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 1984 - May 17, 1985
PRUDENTIAL EQUITY GROUP, LLC
June 7, 1983 - March 6, 1984
RLR SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SAMCO FINANCIAL SERVICES, INC.
CRD#: 30108 / SEC#: , 8-44713
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAMCO HOLDINGS, INC, | STOCKHOLDER | |
| ALLEN, STANLEY JAMES JR | TRES, SROP, CROP, CCO, GS PRINCIPAL, DIRECTOR | 1243941 |
| BRANUM, PAULA DEANNA | MUNI BOND PRINCIPAL | 1000475 |
| BURRELLGWYDYR, DIANA LAMB SQUIRE | RIA MANAGING DIRECTOR | 2482363 |
| MALDONADO, OLGA INEZ | FIN OP | 1974097 |
| SCHROEDER, JOHN ALEXANDER | VICE PRESIDENT- GS PRINCIPAL-DIRECTOR | 1030111 |
| YEE, ALBERT | PRESIDENT- GS PRINCIPAL-DIRECTOR | 474353 |
Disclosures
| Regulatory Event | 3 |
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