William J. Braly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joel Braly was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 1992 - October 4, 1996
UNUM SALES CORPORATION
June 15, 1990 - July 7, 2021
OSAIC FA, INC.
June 12, 1990 - July 7, 2021
OSAIC FA, INC.
February 25, 1986 - November 16, 1989
MML INVESTORS SERVICES, LLC
February 24, 1986 - March 24, 1986
OSAIC FA, INC.
February 24, 1986 - April 18, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 21, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 14, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
UNUM SALES CORPORATION
CRD#: 5406 / SEC#: , 8-15607
Contact information
Documents
Red Flags
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