Roger L. Sharp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Lewis Sharp was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1983. Roger had worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2012 - November 7, 2016
NAVIGATOR WEALTH CONSULTANTS, LLC
April 10, 2012 - November 5, 2012
ROGER L. SHARP & ASSOCIATES
April 24, 1993 - March 28, 1994
D. H. BLAIR & CO., INC.
May 15, 1991 - December 11, 1991
PRUDENTIAL EQUITY GROUP, LLC
July 17, 1990 - May 23, 1991
DERAND/PENNINGTON/BASS, INC.
June 1, 1989 - July 25, 1990
MONY SECURITIES CORPORATION
October 29, 1985 - June 12, 1989
FSC SECURITIES CORPORATION
July 28, 1983 - November 8, 1985
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
NAVIGATOR WEALTH CONSULTANTS, LLC
CRD#: 164088 / SEC#:
Contact information
Red Flags
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