Dennis Perricone
Professional summary
Dennis Perricone was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dennis is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Dennis had worked at 8 firms, which includes ASH FINANCIAL CORP., INVESTORS ASSOCIATES INC., CAMELOT INVESTMENT CORP., FIRST ASSET MANAGEMENT INC., INVESTACORP INC., VANDERBILT SECURITIES INC., INVESTORS CENTER INC., INDIVIDUAL'S SECURITIES LTD..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 1996 - November 14, 1996
ASH FINANCIAL CORP.
June 24, 1993 - May 18, 1994
INVESTORS ASSOCIATES, INC.
January 20, 1993 - June 28, 1993
CAMELOT INVESTMENT CORP.
September 16, 1991 - February 10, 1993
FIRST ASSET MANAGEMENT, INC.
September 29, 1989 - September 24, 1991
INVESTACORP, INC.
December 1, 1987 - October 4, 1989
VANDERBILT SECURITIES, INC.
April 2, 1984 - December 7, 1987
INVESTORS CENTER, INC.
June 22, 1983 - April 4, 1984
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
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Exams
Current Firm
ASH FINANCIAL CORP.
CRD#: 24990 / SEC#: , 8-41507
Contact information
Documents
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