Larry A. Uitermarkt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Arthur Uitermarkt was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2009 - December 31, 2018
PURSHE KAPLAN STERLING INVESTMENTS
October 28, 2002 - September 9, 2009
WATERSTONE FINANCIAL GROUP, INC.
December 28, 1997 - January 14, 2019
PINNACLE FINANCIAL GROUP LLC
July 31, 1990 - October 28, 2002
DREHER & ASSOCIATES, INC.
August 15, 1984 - August 8, 1990
PIM FINANCIAL SERVICES, INC.
April 26, 1984 - August 31, 1984
PEB FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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