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Michael Shah Alakozai

CRD# 1136886·Registered 1998 - 2011
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Shah Alakozai, who also goes by Mike Alakozai, Mohamed Shah Alakozai, was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 1998 - 2011. Michael had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Alakozai, Mohamed Shah Alakozai

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SCF SECURITIES, INC.·CRD# 47275
BD
Dublin, CA
December 1, 2009 - November 22, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Santa Clara, CA
May 2, 2009 - October 23, 2009
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Santa Clara, CA
May 2, 2009 - October 23, 2009
WAMU INVESTMENTS, INC.·CRD# 599
RIA
Concord, CA
October 3, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.·CRD# 599
BD
Concord, CA
October 3, 2007 - May 2, 2009
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
RIA
Milpitas, CA
October 7, 2005 - October 4, 2007
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Milpitas, CA
October 29, 2002 - October 4, 2007
FISERV INVESTOR SERVICES, INC.·CRD# 34637
BD
Houston, TX
May 23, 2001 - February 21, 2003
CAL FED INVESTMENTS·CRD# 19631
BD
Sacramento, CA
November 27, 2000 - May 18, 2001
ALAMO CAPITAL·CRD# 26193
BD
Walnut Creek, CA
March 22, 2000 - October 3, 2000
CAL FED INVESTMENTS·CRD# 19631
BD
Sacramento, CA
August 31, 1999 - October 20, 1999
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
December 4, 1998 - March 16, 1999

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Current Firm

SS
SCF SECURITIES, INC.

SCF SECURITIES, INC. | SECURITY CONSULTANTS FINANCIAL SECURITIES, INC.

CRD#: 47275 / SEC#: 8-51760
BD
Terminated by SEC on 09/30/2025

Contact Information

Established

Arizona since 05/19/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SCF HOLDINGS, INC.SHAREHOLDER—
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
SCHUMANN, ALEXIS VCHIEF COMPLIANCE OFFICER3157769
TYMKIW, TRISHACHIEF FINANCIAL OFFICER3197368

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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