Michael S. Alakozai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Shah Alakozai, who also goes by Mike Alakozai, Mohamed Shah Alakozai, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1998. Michael had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2009 - November 22, 2011
SCF SECURITIES, INC.
May 2, 2009 - October 23, 2009
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - October 23, 2009
CHASE INVESTMENT SERVICES CORP.
October 3, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
October 3, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
October 7, 2005 - October 4, 2007
U.S. BANCORP INVESTMENTS, INC.
October 29, 2002 - October 4, 2007
U.S. BANCORP INVESTMENTS, INC.
May 23, 2001 - February 21, 2003
FISERV INVESTOR SERVICES, INC.
November 27, 2000 - May 18, 2001
CAL FED INVESTMENTS
March 22, 2000 - October 3, 2000
ALAMO CAPITAL
August 31, 1999 - October 20, 1999
CAL FED INVESTMENTS
December 4, 1998 - March 16, 1999
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
