Peter J. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Jensen was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1986. Peter had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2019 - November 21, 2022
THE TAVENNER COMPANY
July 11, 2012 - August 15, 2019
TAYLOR CAPITAL MANAGEMENT INC.
January 2, 2004 - July 10, 2012
PRINCIPAL SECURITIES, INC.
November 3, 1999 - December 31, 2003
THE O.N. EQUITY SALES COMPANY
June 18, 1998 - October 19, 1999
WOODBURY FINANCIAL SERVICES, INC.
July 6, 1995 - December 31, 1997
CINCINNATI ANALYSTS, INC.
January 21, 1986 - July 21, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
