Terrence Brian Canning
Professional Summary
Terrence Brian Canning, who also goes by Terry Brian Canning, was a registered financial advisor. Terrence was a previously registered financial professional and started their career in finance 1988 - 2022. Terrence had worked at 4 firms and has passed the Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Terry Brian Canning
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
PHILLIP CAPITAL INC. | PHILLIPCAPITAL
Contact Information
Main Address
141 W. Jackson, Suite 1531a, Chicago, IL 60604-2653Mailing Address
141 W. Jackson, Suite 1531a, Chicago, IL 60604-2653Phone Number
(312) 356-9000Established
Delaware since 04/30/2010Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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