AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
CS

Christine E. Saccente

Some features on this profile are disabled
CRD#: 1136543
CS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christine Elizabeth Saccente, who also goes by Christine E Saccente, was a registered financial professional .

Christine is a previously registered financial professional and started their career in finance in 1988. Christine had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christine E Saccente

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 30, 2020 - July 26, 2021

STONNINGTON GROUP, LLC

RIA
CRD#: 131221
PASADENA, CA
Past

March 15, 2012 - December 31, 2019

MAXWELL NOLL INVESTMENT ADVISORS

RIA
CRD#: 6918
PASADENA, CA
Past

October 3, 1997 - August 31, 2012

MAXWELL NOLL INVESTMENT ADVISORS

BD
CRD#: 6918
PASADENA, CA
Past

April 25, 1989 - September 12, 1997

CROWELL, WEEDON & CO.

BD
CRD#: 193
LOS ANGELES, CA
Past

January 1, 1988 - May 1, 1989

CAMERON, MURPHY & SPANGLER, INC.

BD
CRD#: 6864
PASADENA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/6/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SG
STONNINGTON GROUP, LLC
STONNINGTON GROUP, LLC | STONNINGTON INVESTMENTS | STONNINGTON INVESTMENT ADVISORS, LLC | STONNINGTON INSURANCE SERVICES, LLC

CRD#: 131221 / SEC#: 801-63081, 8-66919

BD
Terminated by SEC on 12/08/2020
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
600 S. Lake Ave Suite 502, Pasadena, CA 91106
Mailing Address
Phone number
(626) 469-8168
Established
California since 01/07/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
2

Documents


Latest Form ADV

Part 2 Brochures

2022 STONNINGTON GROUP ADV 2A (6/6/2023)

Direct owners and executive officers


NamePositionCRD#
STONNINGTON, NICHOLAS HENRYMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1090046

Regulatory assets under management


Total Number of Accounts576
AUM (Assets Under Management)$ 553,044,853

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONNINGTON GROUP, LLC

CRD#: 131221

TRUST BUT VERIFY

Monitor Christine Saccente

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics