Jeffrey T. Recker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Recker was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2021 - February 7, 2025
BROOKWOOD SECURITIES PARTNERS, LLC
December 9, 2020 - May 3, 2021
CINCAP INVESTMENT GROUP, LLC
February 23, 2019 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
June 21, 1994 - June 4, 2018
BNY MELLON CAPITAL MARKETS, LLC
June 1, 1992 - July 12, 1993
WESTINGHOUSE SECURITIES CORPORATION
December 22, 1988 - December 31, 1991
WESTINGHOUSE SECURITIES CORPORATION
December 5, 1983 - October 22, 1985
UBS FINANCIAL SERVICES INC.
May 25, 1983 - December 12, 1983
EASTMAN BANKS & DOLAN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187 / SEC#: , 8-46627
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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