Richard Hanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Hanley, who also goes by Richard VIncent Hanley Jr, Richard Vincent Hanley, Richard Hanley Jr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2009 - February 12, 2018
BLAYLOCK VAN, LLC
December 21, 2007 - February 12, 2018
BLAYLOCK VAN, LLC
March 27, 2007 - May 12, 2008
BLAYLOCK & COMPANY, INC.
July 25, 2005 - March 23, 2007
NYFIX TRANSACTION SERVICES, INC.
July 25, 2005 - March 23, 2007
NYFIX MILLENNIUM, L.L.C.
July 25, 2005 - March 23, 2007
VELOCITY CLEARING, LLC
June 27, 2002 - April 27, 2004
DIRECT BROKERAGE, INC.
February 1, 2001 - May 7, 2002
SANDGRAIN SECURITIES LLC
March 4, 1996 - January 29, 2001
MIDWOOD SECURITIES, INC.
November 18, 1991 - February 23, 1996
LADENBURG THALMANN & CO. INC.
September 23, 1987 - November 26, 1991
REFCO SECURITIES, LLC
April 3, 1987 - June 9, 1987
KUHNS BROTHERS & LAIDLAW, INC.
August 14, 1986 - March 18, 1987
BEURET & COMPANY, LTD.
May 14, 1985 - August 4, 1986
D. H. BLAIR & CO., INC.
December 21, 1983 - March 29, 1985
ROONEY, PACE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/21/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
