Raul Velazquez

CENADOR FINANCIAL ADVISERS LLC

New York, NY 10111-3193

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CRD#: 1136161

Professional summary

Raul Velazquez is a registered financial advisor currently at CENADOR FINANCIAL ADVISERS LLC located in New York, New York.

Raul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Raul has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 15, Series 5 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Velazquez Ventures LLC; not investment-related; 135 Ocean Parkway, #12L, Brooklyn, NY 11218; consulting firm; President & CEO; started 04/2011; approximately 10 hours per month, none during securities trading hours; consulting duties. 2. Cenador Capital LLC; not investment-related; 135 Ocean Parkway, #12L, Brooklyn, NY 11218; alternative business opportunities; Senior Managing Director; started 03/2014; approximately 10 hours per month, none during securities trading hours; management duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Velazquez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2021 - Present

CENADOR FINANCIAL ADVISERS LLC

Office #1: 45 Rockefeller Plaza Suite 2000, New York, NY 10111-3193

RIA

CRD#: 171804

New York, NY

Past

December 22, 1998 - June 21, 1999

RNR SECURITIES, L.L.C.

CRD#: 43689

EAST MEADOW, NY

Past

April 30, 1996 - January 16, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 13, 1992 - September 15, 1993

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 26, 1988 - July 27, 1989

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Past

October 26, 1988 - July 27, 1989

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Past

July 20, 1983 - September 27, 1988

J.P. MORGAN SECURITIES LLC

CRD#: 79

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/20/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/29/1996

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 8/27/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 5/17/1984

Interest Rate Options Examination

General Industry/Product Exam

Series 3

Date: 2/16/1984

National Commodity Futures Examination

Current Firm

CENADOR FINANCIAL ADVISERS LLC

CRD#: 171804 / SEC#:

New York

Registered Investment Advisory firm - (10/10/2014 Approved)

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Contact information

Main Address

45 Rockefeller Plaza Suite 2000, New York, NY 10111-3193

Mailing Address

Phone number

(347) 732-5212

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 1,984,206

Red Flags

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Firm Stability Insights

Raul Velazquez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Velazquez's CRS (Customer Relationship Summary).

Certified licenses

Experience

RNR SECURITIES, L.L.C.

MORGAN STANLEY DW INC.

J.P. MORGAN SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/1996

Series 63

Date: 5/6/1996

Series 31

Date: 5/20/1996

Series 7

Date: 4/29/1996

Series 15

Date: 8/27/1984

Series 5

Date: 5/17/1984

Series 3

Date: 2/16/1984

Current Firm

CENADOR FINANCIAL ADVISERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CENADOR FINANCIAL ADVISERS LLC

TRUST BUT VERIFY

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