Johnny R. Adcock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Robert Adcock was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1983. Johnny had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2016 - October 1, 2019
KESTRA ADVISORY SERVICES, LLC
December 12, 1997 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
June 27, 1997 - October 1, 2019
KESTRA INVESTMENT SERVICES, LLC
October 31, 1991 - July 9, 1997
WOODBURY FINANCIAL SERVICES, INC.
June 7, 1989 - October 3, 1990
THE GREAT-WEST LIFE ASSURANCE COMPANY
January 15, 1987 - December 31, 1987
LINSCO FINANCIAL GROUP, INC.
July 31, 1985 - June 6, 1989
JOHN HANCOCK DISTRIBUTORS LLC
December 14, 1983 - January 10, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
July 22, 1983 - January 15, 1987
RADFORD CAPITAL CORPORATION
June 9, 1983 - January 2, 1985
PROVIDENT MARKETING CORPORATION
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
