Michael E. Goldstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edgar Goldstein was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1995 - March 1, 1996
CAPITAL MARKETS GROWTH CORPORATION
August 20, 1992 - November 2, 1994
COLUMBUS FINANCIAL, INC.
December 14, 1990 - August 3, 1992
FORTRESS SECURITIES, INC.
December 6, 1988 - March 7, 1991
FEDERATION FOR FINANCIAL INDEPENDENCE
February 19, 1986 - October 11, 1988
CHRISTOPHER WEIL & COMPANY, INC
July 14, 1983 - March 3, 1986
CETERA WEALTH SERVICES, LLC
May 26, 1983 - July 18, 1983
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL MARKETS GROWTH CORPORATION
CRD#: 36302 / SEC#: , 8-47129
Contact information
Documents
Red Flags
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