Andrew B. Dorman
Professional summary
Andrew Bennett Dorman, who also goes by Andrew Dorman, Andy Dorman, is a registered financial professional currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1983. Andrew has worked at 30 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 4, Series 8, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Bennett Dorman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2023 - Present
CURVATURE SECURITIES LLC
Office #1: 39 Main Street, Chatham, NJ 07928Office #2: 39 Main Street, Chatham, NJ 07928September 12, 2023 - June 16, 2025
STIRLINGSHIRE INVESTMENTS
October 28, 2022 - June 16, 2025
STIRLINGSHIRE INVESTMENTS
January 5, 2022 - July 27, 2022
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
August 3, 2018 - December 31, 2021
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
May 3, 2017 - July 27, 2022
SPARTAN CAPITAL SECURITIES, LLC
June 1, 2015 - May 4, 2017
FIRST STANDARD FINANCIAL COMPANY LLC
March 2, 2015 - June 4, 2015
ZEUS FINANCIAL, LLC
January 7, 2014 - March 9, 2015
LAIDLAW WEALTH MANAGEMENT LLC
December 26, 2013 - March 9, 2015
LAIDLAW & COMPANY (UK) LTD.
February 28, 2013 - July 9, 2013
ARISTON WEALTH MANAGEMENT, L.P.
October 3, 2012 - January 31, 2014
WINDSOR STREET CAPITAL, LP
March 9, 2010 - October 3, 2012
BUCKMAN ADVISORY GROUP LLC
January 20, 2010 - October 3, 2012
BUCKMAN, BUCKMAN & REID, INC.
March 7, 2007 - January 14, 2010
MERCER CAPITAL LTD.
February 27, 2007 - March 7, 2007
ANDREW GARRETT INC.
April 24, 2006 - February 28, 2007
S.W. BACH & COMPANY
September 17, 2003 - April 21, 2006
BAIRD, PATRICK & CO., INC.
April 23, 2001 - September 16, 2003
WINDHAM SECURITIES, INC.
January 23, 1998 - April 17, 2001
HD BROUS & CO., INC.
August 26, 1997 - January 9, 1998
MORGAN GRANT CAPITAL CORP.
July 9, 1992 - August 7, 1997
INVESTORS ASSOCIATES, INC.
October 3, 1991 - June 30, 1992
PAULSON INVESTMENT COMPANY LLC
October 17, 1990 - September 4, 1991
BISHOP, ROSEN & CO., INC.
December 1, 1986 - June 20, 1990
BAIRD, PATRICK & CO., INC.
November 3, 1986 - November 17, 1986
AUSTIN, DAVENPORT ASSOCIATES, INC.
December 10, 1985 - December 12, 1986
EQUITIES INTERNATIONAL SECURITIES, INC.
May 6, 1985 - October 18, 1985
MOSTEL & TAYLOR SECURITIES INC.
February 12, 1985 - May 31, 1985
NIELSON AND CLARK INC.
November 30, 1984 - October 15, 1987
HELFER, BROUGHTON, INC.
June 27, 1983 - November 27, 1984
BUCKINGHAM SECURITIES, LTD.
May 25, 1983 - June 4, 1984
G. K. SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2023)
(4/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 2/26/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CURVATURE SECURITIES LLC
CRD#: 169708 / SEC#: , 8-69384
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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