Nicolet V. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolet Vanpatten Evans, who also goes by Nicolet Van Patten Evans, was a registered financial professional .
Nicolet is a previously registered financial professional and started their career in finance in 1983. Nicolet had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - November 19, 2014
SPIRE WEALTH MANAGEMENT, LLC
April 9, 2012 - September 30, 2014
SPIRE SECURITIES, LLC
December 10, 2001 - April 11, 2012
GROVE POINT INVESTMENTS, LLC
July 28, 1987 - May 1, 2012
THE ADVISORY GROUP, LLC
December 12, 1984 - December 10, 2001
MAIN STREET MANAGEMENT COMPANY
August 23, 1983 - December 11, 1984
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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