Michael F. Flannigan
Professional summary
Michael Frederick Flannigan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Michael had worked at 5 firms, which includes BROKERBANK SECURITIES INC., EMERGENT FINANCIAL GROUP INC., PROTECTIVE GROUP SECURITIES CORPORATION, REYNOLDS KENDRICK STRATTON INC., M. H. NOVICK & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2004 - October 27, 2015
BROKERBANK SECURITIES, INC.
January 24, 1996 - August 30, 2004
EMERGENT FINANCIAL GROUP, INC.
February 13, 1989 - May 1, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
January 31, 1989 - February 25, 1989
REYNOLDS KENDRICK STRATTON, INC.
May 26, 1983 - January 23, 1989
M. H. NOVICK & CO., INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 9/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
BROKERBANK SECURITIES, INC.
CRD#: 130116 / SEC#: , 8-66310
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WRIGHT, PHILIP PAUL | CEO AND CHIEF COMPLIANCE OFFICER | 2453688 |
| COMMUNITYLEADER, INC. | C CORPORATION |
Disclosures
| Regulatory Event | 5 |
Red Flags
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