Michael B. Howie

CASI INVESTMENTS

BALTIMORE, MD 21215

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CRD#: 1135647

Professional summary

Michael Barry Howie JR is a registered financial advisor currently at CASI INVESTMENTS located in Baltimore, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Barry Howie JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2004 - Present

CASI INVESTMENTS

Office #1: 3601 Edgewood Road, Baltimore, MD 21215

RIA

CRD#: 116063

BALTIMORE, MD

Past

June 16, 1983 - February 16, 1984

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/13/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/31/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CASI INVESTMENTS

CASI INVESTMENTS | HOWIE CAPITAL MANAGEMNET | HOWIE CAPITAL MANAGEMENT

CRD#: 116063 / SEC#:

Kansas

Registered Investment Advisory firm - (5/23/2024 Terminated)

Maryland

Registered Investment Advisory firm - (2/14/2000 Approved)

Missouri

Registered Investment Advisory firm - (7/25/2005 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1425 Eutaw Place, Baltimore, MD 21217

Mailing Address

Phone number

(410) 400-3950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 120,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Howie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Barry Howie JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASI INVESTMENTS

ANDERSON & STRUDWICK, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2004

Series 63

Date: 8/30/1983

Series 6

Date: 5/31/1983

Current Firm

CASI INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CASI INVESTMENTS

TRUST BUT VERIFY

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