Robert Scott Mitman
Professional Summary
Robert Scott Mitman, who also goes by R Scott Mitman, Scott Mitman, is a registered financial advisor currently at INTERACTIVE BROKERS LLC located in Downers , Illinois and INTERACTIVE BROKERS CORP. located in Chicago, Illinois. Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 57, Series 7, Series 5, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
R Scott Mitman, Scott Mitman
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.
Contact Information
Main Address
Pickwick Plaza, Greenwich, CT 06830Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830Phone Number
(203) 618-5700Established
Delaware since 01/16/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 5 — Interest Rate Options Examination
Passed Mar 1986Series 15 — Foreign Currency Options Examination
Passed Oct 1985SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Scott Mitman's CRS (Customer Relationship Summary).
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