Lela G. Nobel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lela Greif Nobel, who also goes by Leesa E Greif, Lela E Greif, Leesa Nobel, was a registered financial professional .
Lela is a previously registered financial professional and started their career in finance in 1990. Lela had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - June 28, 2019
SPARTAN SECURITIES GROUP, LTD.
August 14, 1990 - June 7, 2010
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPARTAN SECURITIES GROUP, LTD.
CRD#: 104478 / SEC#: , 8-52937
Contact information
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
