Jo L. Mcdow

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CRD#: 1135238

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jo Layne Mcdow, who also goes by Jo Layne Mcdow Ms., Jo Layne Mcdow-melevin Mrs., was a registered financial professional .

Jo is a previously registered financial professional and started their career in finance in 1983. Jo had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jo Layne Mcdow Ms. | Jo Layne Mcdow-Melevin Mrs.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 24, 2014 - December 31, 2020

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

RIA

CRD#: 171321

Eugene, OR

Past

August 2, 2012 - December 23, 2014

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

CHESTERFIELD, MO

Past

June 8, 2012 - December 23, 2014

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

EUGENE, OR

Past

April 14, 2003 - July 7, 2010

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

EUGENE, OR

Past

March 2, 1998 - July 7, 2010

RBC CAPITAL MARKETS, LLC

CRD#: 31194

EUGENE, OR

Past

October 17, 1994 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

May 23, 1990 - January 13, 1995

U.S. BANCORP SECURITIES

CRD#: 17439

PORTLAND, OR

Past

September 4, 1986 - December 22, 1986

U.S. BANCORP SECURITIES

CRD#: 17439

Past

June 22, 1983 - August 2, 1984

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

PORTLAND PRIVATE WEALTH MANAGEMENT, INC. | VANCOUVER PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA PPWM | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA EUGENE PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA BEND PRIVATE WEALTH MANAGEMENT

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/18/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/23/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/17/1992

Municipal Securities Principal Examination

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

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Contact information

Main Address

1834 Sw 58th Avenue Suite 101, Portland, OR 97221

Mailing Address

Phone number

(503) 405-9472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	872
AUM (Assets Under Management)	$ 222,028,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jo L. Mcdow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

U.S. BANCORP SECURITIES

U.S. BANCORP SECURITIES

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2003

Series 63

Date: 7/18/1990

SIE

Date: 12/23/2014

Series 7

Date: 6/18/1983

Series 53

Date: 1/17/1992

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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