Scott M. Polakoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Polakoff was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2012. Scott had worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2012 - January 5, 2024
FINPRO CAPITAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINPRO CAPITAL ADVISORS, INC.
CRD#: 157816 / SEC#: , 8-68864
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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