Patrick M. Deville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Michael Deville was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1983. Patrick had worked at 11 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2008 - December 31, 2017
FORESTERS EQUITY SERVICES, INC.
May 8, 2007 - December 2, 2008
PRINCIPAL SECURITIES, INC.
December 1, 2006 - May 15, 2007
QUESTAR CAPITAL CORPORATION
December 7, 2000 - December 1, 2006
USALLIANZ SECURITIES, INC.
November 21, 1994 - December 31, 2000
WRP INVESTMENTS, INC.
March 23, 1992 - November 22, 1994
AMERICAN CAPITAL CORPORATION
May 4, 1990 - April 16, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
May 4, 1990 - April 16, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 1, 1988 - May 23, 1989
OSAIC FS, INC.
March 20, 1986 - January 1, 1988
VESTAX SECURITIES CORPORATION
February 28, 1984 - May 23, 1989
OSAIC FS, INC.
May 27, 1983 - October 3, 1983
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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